Wealth Management - National Business Risk (International Wealth Management Risk - Vice President

  • Bronx, NY


: $205,500.00 - $205,500.00 /year *

Employment Type

: Full-Time


: Accounting

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Wealth Management - National Business Risk (International Wealth Management Risk - Vice President. DESCRIPTION: International Wealth Management is the primary control group for the Morgan Stanley Smith Barney U.S. (MSSB) international business. IWM Risk assists in developing controls to seek to ensure that MSSB does not trigger international securities regulations, which controls generally concern the review and approval of new international account requests, international business travel, address changes to international jurisdictions, review of recruits with international business and surveillance and testing of the activities of the firm's Non-Resident Clients (NRCs). IWM Risk is also responsible for both developing, implementing and supporting strategic risk initiatives and projects.. The position will report to the Head of IWM Risk.. PRIMARY RESPONSIBILITIES: *Identify, develop, refine and implement strategic policies, procedures and controls tailored to the International Wealth Management businesses' different and unique risk attributes*Handle and resolve IWM-related escalations from field personnel and home office business personnel *Participate and/or lead regular and ongoing calls with the IWM home office business unit as well as host various field risk officer calls on IWM related issues*Participate and/or lead regular and ongoing calls with functional partners in legal, compliance, AML and tax concerning IWM related matters*Analyze metrics and create reports relating to the International business*Provide substantive, organizational and administrative support to the IWM Risk Committee *Monitor conditional exceptions granted by either the IWM Risk Committee or otherwise by IWM specific working groups*Assist with the implementation of jurisdictional remediations*Assist with the execution of certain daily, weekly and monthly transaction monitoring reports. QUALIFICATIONS: *Bachelor's degree and a minimum 7 years of industry experience, preferably in wealth management or private banking*Prior Experience working in a compliance, legal or risk management function*Experience with international business is a plus*Strong collaboration skills across both the corporate and field structures*Excellent written and oral communication skills *Strong Microsoft Excel, PowerPoint and Word skills*Strong organizational and problem solving skills. Morgan Stanley is a leading global financial services Firm providing investment banking, securities, wealth management and investment man...

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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